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Municipal Securities Rulemaking Board
Results: 1131

#	Item
741	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]August 18, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-21 14:03:25 Financial regulation Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial system Securities Exchange Act Economy of the United States Securities Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
742	Notice of Filing of Proposed Rule Change Consisting of Fee Changes to its Real-Time Transaction Price Service and Comprehensive Transaction Price Service, and Termination of its T+1 Transaction Price Service Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-13 15:54:13 Municipal Securities Rulemaking Board Financial system Financial markets U.S. Securities and Exchange Commission Finance Fee Short Financial regulation Business Self-regulatory organizations
743	Notice · MSRB.org MSRB NOTICE[removed]NOVEMBER 23, 2012) SECOND REQUEST FOR COMMENT ON DRAFT RULE REQUIRING UNDERWRITERS TO SUBMIT 529 COLLEGE SAVINGS PLAN INFORMATION TO THE MSRB Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-24 18:57:29 Finance Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Electronic Municipal Market Access Asset allocation Mutual fund Securities market Underwriting Financial economics Investment Actuarial science
744	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 15, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-17 10:28:31 Finance SEC filings United States securities law 73rd United States Congress United States Securities and Exchange Commission Electronic Municipal Market Access Municipal Securities Rulemaking Board Comprehensive annual financial report Generally Accepted Accounting Principles Accountancy Economy of the United States Self-regulatory organizations
745	Order Granting Approval of Amendments to Rule G-5, on Disciplinary Actions by Appropriate Regulatory Agencies, Remedial Notices by Registered Securities Associations; and Rule G-17, on Conduct of Municipal Securities Act Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-23 10:49:19 73rd United States Congress United States Securities and Exchange Commission Economy of the United States Financial system Municipal Securities Rulemaking Board Securities Exchange Act U.S. Securities and Exchange Commission Securities Act Financial Industry Regulatory Authority United States securities law Financial regulation Self-regulatory organizations
746	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]March 28, 2013 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-29 14:35:12 Financial regulation U.S. Securities and Exchange Commission United States Securities and Exchange Commission Law Government Securities Exchange Act Securities market Rulemaking Self-regulatory organizations Municipal Securities Rulemaking Board United States securities law
747	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-27 10:46:18 Finance Financial Industry Regulatory Authority Registered representative General Securities Representative Exam General Securities Principal Exam Self-regulatory organization U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Financial analyst United States securities law Financial economics Financial system
748	ALJ Order dated Nov. 3, 2006 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-23 17:20:30 Corporate crime U.S. Securities and Exchange Commission Financial regulation Municipal Securities Rulemaking Board Securities Exchange Act Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
749	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 30, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Amen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-03 08:57:27 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Self-regulatory organization Law Government Securities Exchange Act Rulemaking Tower Amendment Municipal Securities Rulemaking Board United States securities law Financial regulation
750	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-17 12:16:06 Law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Government Financial Industry Regulatory Authority Securities Exchange Act Rulemaking Tower Amendment Electronic Municipal Market Access United States securities law Self-regulatory organizations Financial regulation

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